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ETF and 1940 Act Registered Funds Compliance Officer - Vice President

iCapital
📍 Grand Central, Manhattan • Cleaner • 💰 $202k–$202k • Today
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Job description

About the Role iCapital is looking to hire a Compliance Officer to oversee the relevant investment advisers supporting the Exchange-Traded Funds (ETF) and 1940 Act Registered Funds businesses. This individual will also be responsible for assisting and/or leading the implementation and administration of compliance programs for the firm’s SEC Registered Investment Advisers, NFA and CFTC registered Commodity Pools, and other compliance-related activities as they relate to these products or entitie…

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